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House Bill 1460


House Bill 1460

ARCHIVE (2009)

Latest Information

DIGEST OF HB1460 (Updated April 23, 2009 1:59 pm - DI 84)


Compliance reports of broker-dealers. Provides that a broker-dealer may not be selected for completion of a compliance report in consecutive years unless certain circumstances apply. Prohibits the securities commissioner from selecting certain offices for completion of compliance reports.
Current Status:
Law Enacted
Latest Printing (PDF)